Market abuse, an analysis of its nature and regulation
Haynes, Andrew
Haynes, Andrew
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2007
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Abstract
Examines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions.
Citation
Company Lawyer, 28(11): 323-335
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Journal article
Language
en
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ISSN
0144-1027