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dc.contributor.authorBazley, Stuart
dc.contributor.authorHaynes, Andrew
dc.date.accessioned2008-05-14T15:17:09Z
dc.date.available2008-05-14T15:17:09Z
dc.date.issued2006
dc.identifier.isbn9781845922498
dc.identifier.urihttp://hdl.handle.net/2436/26012
dc.description.abstractPreviously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions. (Tottel Publishing)
dc.language.isoen
dc.publisherTottel Publishing
dc.relation.urlhttp://www.tottelpublishing.com/ProductDetails/mcs/productID/321
dc.subjectFinancial Services Authority
dc.subjectRisk-based compliance
dc.subjectFinancial regulation
dc.subjectUK
dc.titleFinancial Services Authority Regulation and Risk-based Compliance (2nd rev. ed.)
dc.typeAuthored book
html.description.abstractPreviously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions. (Tottel Publishing)


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