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dc.contributor.authorHaynes, Andrew
dc.date.accessioned2008-05-14T14:31:43Z
dc.date.available2008-05-14T14:31:43Z
dc.date.issued2007
dc.identifier.citationCompany Lawyer, 28(11): 323-335
dc.identifier.issn0144-1027
dc.identifier.urihttp://hdl.handle.net/2436/25993
dc.description.abstractExamines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions.
dc.language.isoen
dc.publisherSweet and Maxwell Ltd.
dc.relation.urlhttp://www.sweetandmaxwell.co.uk/Catalogue/JournalDetail.aspx?prodid=7056
dc.subjectEC law
dc.subjectFinancial Services Authority
dc.subjectFinancial regulation
dc.subjectFinancial reporting
dc.subjectInsider dealing
dc.subjectMarket abuse
dc.subjectFinancial Services and Markets Act 2000
dc.titleMarket abuse, an analysis of its nature and regulation
dc.typeJournal article
dc.identifier.journalThe Company Lawyer
html.description.abstractExamines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions.


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