2.50
Hdl Handle:
http://hdl.handle.net/2436/25993
Title:
Market abuse, an analysis of its nature and regulation
Authors:
Haynes, Andrew
Abstract:
Examines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions.
Citation:
Company Lawyer, 28(11): 323-335
Publisher:
Sweet and Maxwell Ltd.
Journal:
The Company Lawyer
Issue Date:
2007
URI:
http://hdl.handle.net/2436/25993
Additional Links:
http://www.sweetandmaxwell.co.uk/Catalogue/JournalDetail.aspx?prodid=7056
Type:
Article
Language:
en
ISSN:
0144-1027
Appears in Collections:
Legal Studies Research Group ; Legal Studies Research Group

Full metadata record

DC FieldValue Language
dc.contributor.authorHaynes, Andrew-
dc.date.accessioned2008-05-14T14:31:43Z-
dc.date.available2008-05-14T14:31:43Z-
dc.date.issued2007-
dc.identifier.citationCompany Lawyer, 28(11): 323-335en
dc.identifier.issn0144-1027-
dc.identifier.urihttp://hdl.handle.net/2436/25993-
dc.description.abstractExamines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions.en
dc.language.isoenen
dc.publisherSweet and Maxwell Ltd.en
dc.relation.urlhttp://www.sweetandmaxwell.co.uk/Catalogue/JournalDetail.aspx?prodid=7056en
dc.subjectEC lawen
dc.subjectFinancial Services Authorityen
dc.subjectFinancial regulationen
dc.subjectFinancial reportingen
dc.subjectInsider dealingen
dc.subjectMarket abuseen
dc.subjectFinancial Services and Markets Act 2000en
dc.titleMarket abuse, an analysis of its nature and regulationen
dc.typeArticleen
dc.identifier.journalThe Company Lawyeren
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