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Market abuse, an analysis of its nature and regulation
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| Title: | Market abuse, an analysis of its nature and regulation |
| Authors: | Haynes, Andrew |
| Citation: | Company Lawyer, 28(11): 323-335 |
| Publisher: | Sweet and Maxwell Ltd. |
| Journal: | The Company Lawyer |
| Issue Date: | 2007 |
| URI: | http://hdl.handle.net/2436/25993 |
| Additional Links: | http://www.sweetandmaxwell.co.uk/Catalogue/JournalDetail.aspx?prodid=7056 |
| Abstract: | Examines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions. |
| Type: | Article |
| Language: | en |
| Keywords: | EC law
Financial Services Authority
Financial regulation
Financial reporting
Insider dealing
Market abuse
Financial Services and Markets Act 2000 |
| ISSN: | 0144-1027 |
| Appears in Collections: | Legal Studies Research Group
Legal Studies Research Group
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